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- SUPREME COURT OF THE UNITED STATES
- JOE MARIO TREVINO v. TEXAS
- on petition for writ of certiorari to the court of
- criminal appeals of texas
- No. 91-6751. Decided April 6, 1992
-
-
- Per Curiam.
- I
- The State of Texas charged petitioner Joe Mario Trevino
- for the murder and rape of Blanche Miller, a capital offense.
- On February 1, 1984, before jury selection, petitioner filed
- a ``Motion to Prohibit the State from Using Peremptory
- Challenges to Strike Members of a Cognizable Group.'' The
- motion recited:
- ``The Accused requests of the Court that the State of
- Texas be prohibited from its use of peremptory chal-
- lenges to strike prospective jurors merely based on the
- fact of race. The prosecution, the State of Texas,
- historically and habitually uses its peremptory chal-
- lenges to strike black people and other minorities who
- are otherwise qualified. These peremptory challenges
- are exercised by the State of Texas to strike prospective
- black jurors in its effort to produce an ethnically pure,
- all white, jury. This common use of the State's pe-
- remptory challenge in a criminal trial deprives the
- Accused of due process and a fair trial. This practice
- deprives the Accused of a jury representing a fair cross-
- section of the community in violation of the Sixth
- Amendment to the United States Constitution.
- A hearing is requested on this Motion.'' 1A Record
- 280.
- The trial court delayed ruling on the motion until the voir
- dire. During the course of voir dire, the prosecution
- exercised its peremptory challenges to excuse the only three
- black members of the venire. After each of these peremp-
- tory strikes, petitioner, who is Hispanic, renewed his
- motion, asking that the prosecution state its reasons for
- striking the jurors. The first time petitioner renewed the
- motion, the court stated: ``I know of no requirement yet for
- either party to announce his reasons for exercising a
- preemptory [sic] challenge. Can you cite me some law on
- that?'' 11 Record 356. In response, petitioner's counsel
- cited McCray v. Abrams, 576 F. Supp. 1244 (EDNY), aff'd
- in part and rev'd in part, 750 F. 2d 1113 (CA2 1984). He
- went on to note that when we denied the petition for a
- writ of certiorari in McCray v. New York, 461 U. S. 961
- (1983), five Justices expressed the view that Swain v.
- Alabama, 380 U. S. 202 (1965), ought to be reexamined. 11
- Record 356. The trial court denied petitioner's motion, and
- denied it again after two more black venire members were
- excluded.
- The all-white jury returned a verdict of guilty and after
- a sentencing hearing returned affirmative answers to the
- two special questions posed by the court. See Jurek v.
- Texas, 428 U. S. 262, 267-269 (1976) (joint opinion of
- Stewart, Powell, and Stevens, JJ.). As required under
- such circumstances, see ibid., the trial court sentenced
- petitioner to death. Petitioner appealed to the Court of
- Criminal Appeals of Texas, filing his brief on December 19,
- 1985. This is the cause now before us. He cited 24 errors
- in the guilt and punishment phases of the trial court
- proceedings. The only one of concern now is the prosecu-
- tor's use of peremptory challenges based on race.
- Petitioner contended in the Court of Criminal Appeals
- that the prosecution's race based use of challenges violated
- his ``rights to due process of law and to an impartial jury
- fairly drawn from a representative cross section of the
- community.'' Brief for Appellant in No. 69337, p. 11. He
- found these rights in ``the Sixth and Fourteenth Amend-
- ments to the United States Constitution,'' as well as
- provisions of the Texas Constitution. Ibid. He asserted he
- was renewing the objections pressed at trial. Ibid. He
- acknowledged that under Swain v. Alabama, the use of
- peremptory challenges to discriminate in a single case
- would not be an equal protection violation but noted that in
- Batson v. Kentucky, cert. granted, 471 U. S. 1052 (1985), we
- would reconsider the question under the Sixth Amendment.
- When his brief was filed, we had heard oral argument in
- Batson, but had not announced our decision. Petitioner
- urged that even if Batson did not alter the requirement of
- alleging an overall scheme of discrimination, the Court of
- Criminal Appeals should prohibit peremptory challenges
- based on race as a matter of state law.
- On April 30, 1986, not long after petitioner filed his brief
- in the Court of Criminal Appeals, our decision in Batson
- came down. Batson v. Kentucky, 476 U. S. 79. The case
- announced the now familiar rule that when a defendant
- makes a prima facie showing that the State has exercised
- its peremptory challenges to exclude members of the
- defendant's racial group, the State bears the burden of
- coming forward with a race neutral justification. Just over
- a month after Batson was decided, the State filed its brief
- in the Court of Criminal Appeals. The State argued Batson
- could not avail petitioner because he is not a member of the
- same race as the excluded jurors. According to the State,
- petitioner's claim could not be considered an equal protec-
- tion claim but was instead a claim that he was entitled to
- a jury composed of a ``fair cross-section'' of the community.
- Brief for Appellee in No. 69337, pp. 15-17. In drawing this
- distinction, the State relied on the view that a criminal
- defendant does not state an equal protection claim unless
- he alleges that the excluded jurors are members of the
- same protected class as he. We rejected this view last Term
- in Powers v. Ohio, 499 U. S. ___ (1991).
- The Court of Criminal Appeals of Texas, sitting en banc,
- affirmed petitioner's conviction and sentence on June 12,
- 1991, and denied petitioner's application for rehearing on
- September 18, 1991. The opinion of the Court of Criminal
- Appeals does not set forth the reason for the delay of over
- five years between the submission of briefs and the resolu-
- tion of the appeal. With respect to the peremptory chal-
- lenge question, the court stated that the argument was
- foreclosed by Holland v. Illinois, 493 U. S. 474 (1990), in
- which we held that the Sixth Amendment does not prohibit
- the prosecution from exercising its peremptory challenges
- to exclude potential jurors based on race. 815 S. W. 2d 592,
- 598. In a footnote, the Court of Criminal Appeals stated
- that the arguments in petitioner's brief did not amount to
- reliance on the Equal Protection Clause. Id., at 598, n. 3.
- The court's opinion cited neither Powers nor Ford v.
- Georgia, 498 U. S. ___ (1991), which we decided on Febru-
- ary 19, 1991. We now grant certiorari.
-
- II
- In Ford v. Georgia, we addressed what steps a defendant
- in a criminal case was required to take to preserve an equal
- protection objection to the State's race based use of peremp-
- tory challenges during the pre-Batson era. Here we
- consider whether petitioner took those steps.
- In Ford, the petitioner filed a pre-trial ``Motion to Restrict
- Racial Use of Peremptory Challenges,'' 498 U. S., at ___,
- wording which is in all material respects parallel to the
- present petitioner's pre-trial ``Motion to Prohibit the State
- from Using Peremptory Challenges to Strike Members of a
- Cognizable Group.'' The ultimate issue in Ford concerned
- the validity of a state procedural rule, but before reaching
- it we ruled on a preliminary issue, and that ruling is
- dispositive here. We stated:
- ``The threshold issues are whether and, if so, when
- petitioner presented the trial court with a cognizable
- Batson claim that the State's exercise of its peremptory
- challenges rested on the impermissible ground of race
- in violation of the Equal Protection Clause of the
- Fourteenth Amendment. We think petitioner must be
- treated as having raised such a claim, although he
- certainly failed to do it with the clarity that appropri-
- ate citations would have promoted. The pretrial motion
- made no mention of the Equal Protection Clause, and
- the later motion for a new trial cited the Sixth Amend-
- ment, not the Fourteenth.'' Id., at ___.
- Despite the inartfulness of the Ford petitioner's assertion
- of his rights, we held he had presented his claim to the trial
- court. We noted that his reference in his motion to exclu-
- sion of black jurors ``over a long period of time,'' and his
- argument to the same effect ``could reasonably have been
- intended and interpreted to raise a claim under the Equal
- Protection Clause on the evidentiary theory articulated in
- Batson's antecedent, Swain v. Alabama.'' Id., at ___. We
- placed this interpretation on the reference to history
- because the standard of proof for an equal protection
- violation under Swain required a showing of racial exclu-
- sion in ``case after case.'' 380 U. S., at 223.
- In the matter now before us petitioner also relied on a
- claim of a historical pattern of discriminatory use of
- peremptory challenges. That alone would have been
- sufficient under Ford to place the equal protection claim
- before the trial court. Of course, petitioner did more. He
- made an express reference to Swain in his argument to the
- trial court. 11 Record 356. In fact, petitioner argued that
- we would modify Swain's burden of proof and that the
- Texas courts should anticipate our decision. We decide that
- petitioner presented his equal protection claim to the trial
- court.
- We determine further that petitioner preserved his equal
- protection claim before the Court of Criminal Appeals. His
- argument caption made an express reference to the Four-
- teenth Amendment and the issue presented for review was
- the very one that he had raised before the trial court.
- The State in its brief to the Court of Criminal Appeals
- recognized that petitioner's argument contained an equal
- protection claim, albeit one which the State believed to lack
- merit. The State did not argue that petitioner was not
- making an equal protection claim but that petitioner's equal
- protection claim had no legal support. Given our later
- holding in Powers v. Ohio, supra, the State's contention is
- incorrect.
- We cannot ignore the fact that were we to hold petitioner
- had forfeited his equal protection claim by failing to state
- it with sufficient precision, we would be applying a stricter
- standard than applied in Batson itself. There petitioner
- had conceded in the state courts that Swain foreclosed a
- direct equal protection claim, and he based his argument on
- the Sixth Amendment and a provision of the Kentucky
- Constitution. Batson v. Kentucky, 476 U. S., at 83. Yet we
- treated his allegation of a violation of the Fourteenth
- Amendment as sufficient to present the question. Id., at
- 84-85, n. 4. Because petitioner's case is here on direct
- review, he is entitled to the rule we announced in Batson.
- Compare Griffith v. Kentucky, 479 U. S. 314 (1987) (giving
- retroactive application to Batson for cases pending on direct
- review or not yet final when Batson was decided) with
- Teague v. Lane, 489 U. S. 288, 296 (1989) (denying similar
- application for cases on collateral review).
- The motion of petitioner for leave to proceed in forma
- pauperis is granted. The petition for a writ of certiorari is
- granted, the judgment of the Court of Criminal Appeals of
- Texas is reversed, and the case is remanded for further
- proceedings not inconsistent with this opinion.
-
- It is so ordered.
-